66119
Operator of Other Trading Infrastructure in the Capital Market
This group includes businesses or institutions that provide and operate trading infrastructure in the capital market, in addition to roles such as providing transaction execution facilities, conducting clearing and risk management, settling transactions (settlement), maintaining transaction records and reporting, assessing securities prices to determine fair market prices, administering and managing investor protection funds, financing securities transactions, and providing, managing, and operating securities offering services conducted by issuers to sell securities directly to investors through an open electronic system network.
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